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FY 2019 Annual Disciplinary Report for the University of Pennsylvania

To the University Community:

The Office of Student Conduct and the Sexual Violence Investigative Officer are committed to preparing a report to the University community each summer that includes the nature of violations of University rules and regulations and the sanctions imposed. Once again, we are providing our report to the University community.

—Deborah Harley, Sexual Violence Investigative Officer

—Julie Nettleton, Director, Office of Student Conduct

Incident Type (by respondents)

Academic Year

2015-2016

Academic Year

2016-2017

Academic Year

2017-2018

Academic Year

2018-2019

Academic Integrity (total)

201

227

210

208

Undergraduate

149

199

167

150

Graduate/Professional

52 28 43 58
Student Conduct (total) 203 180 89 166
Undergraduate  175 161 71 152
Graduate/Professional  28 19 18 14
Academic Integrity and Student Conduct (total) 0 1 0 1
Undergraduate  0 1 0 1
Graduate/Professional 0 0 0 0
Restorative Practices (Non-Case Participants)* 12 16 16 24
Group Cases (Students Organizations/Fraternities/etc)** 4 3 3 7
TOTAL: 420 427 318 406

*Mediation/Conflict Resolution Services for students were moved in August 2018 to the Restorative Practices at Penn Program.

That program includes a variety of restorative options for resolving case-related and non-case conflicts. See below for number of case and non-case participants.

**Group Cases include several individuals but are being counted as one respondent.

Case Investigations: Academic Integrity***

Academic Year

2015-2016

Academic Year 

2016-2017

Academic Year

2017-2018

Academic Year

2018-2019

Plagiarism

74 122 104 73

Unauthorized collaboration/use of another person’s work

105 95 44 34

Misconduct during an exam

11 16 33 12

Submission of false data

1 5 3 1

Falsification of grades or transcripts

0 2 1 0

Other academic violation

9 6 6 3

Altering of exam/paper for re-grade

3 6 5 3

Misrepresentation of academic records

0 1 1 0

Provided information to another student

6 2 0 0

Cheating

42 60 24 52

Fabrication

1 1 1 0

Multiple submission

10 0 1 1

Facilitating academic dishonesty

16 23 28 34

Unfair advantage over fellow students

20 12 4 3

 

Case Investigations: Student Conduct***

Academic Year

2015-2016

Academic Year 

2016-2017

Academic Year

2017-2018

Academic Year

2018-2019

Alcohol violation: First offense

12 41 32 4

Alcohol violation: Other

21 21 2 18

Assault

1 3 5 13

Attempted theft

0 0 0 0

Burglary

0 2 0 0

Disorderly conduct

54 44 27 11

Drug violation

3 7 1 2

Fire code violation

5 1 9 2

Forgery

1 0 0 0

Fraud

3 3 0 2

Fraudulent use of Penn ID

1 0 3 0

Harassment (not sexual harassment which is listed separately below)

1 0 0 2

Sexual Violence

7 10 9 6

Indecent exposure

0 4 0 0

Malicious mischief

0 4 1 0

Miscellaneous security violations

0 0 0 0

Disturbance/investigation of person

0 0 0 0

Relationship Violence

4 2 7 2

Retail theft/shoplifting

1 0 1 1

Stalking

3 3 0 0

Theft

0 2 2 2

Trespassing

3 7 1 3

Vandalism

5 31 2 5

Other conduct violation

19 43 17 60

Propulsion of object

0 0 0 0

Receiving stolen property

0 0 0 0

Use or possession of fake ID card

0 9 1 12

Recklessly endangering another person

7 0 1 0

Hazing

3 16 0 3

Terroristic threats

1 6 0 0

Ethnic intimidation

0 0 0 0

Use or possession of air guns/firearms/dangerous articles

0 0 0 0

Threats

1 0 0 6

Violation of safety regulations

7 0 0 0

Dangerous articles in residences

0 0 0 0

Noise violation

6 0 0 0

Threats with dangerous article

1 0 0 0

Computer violation/unethical behavior in the digital environment

92 41 11 27

Violation of agreement

0 0 1 0

Misrepresentation of status to the University

0 1 0 0

Sexual harassment

1 5 1 4

***Number of Case Investigations does not equal the number of respondents because some cases involve more than one type of misconduct.

Sanctions: Academic Integrity****

Academic Year

2015-2016

Academic Year 

2016-2017

Academic Year

2017-2018

Academic Year

2018-2019

Academic support

79 79 86 116

Apology

20 4 5 15

Counseling

7 4 12 10

Essay

106 134 90 105

Meet with appropriate person related to charge

0 5 1 0

Expulsion

0 0 0 0

Notation on transcript

1 1 2 0

Other (specialized)

2 3 2 9

Probation

49 49 13 19

Reprimand

41 62 82 77

Suspension

14 4 6 9

Suspension not imposed

28 25 26 32

Warning

28 39 34 75

Withdraw permanently from the University

0 0 3 1

Withheld/Delayed Degree

5 6 5 4

 

Sanctions: Student Conduct****

Academic Year

2015-2016

Academic Year

2016-2017

Academic Year

2017-2018

Academic Year

2018-2019

Alcohol and drug education/evaluation

9 12 45 11

Alcohol/drug fine

0 0 0 0

Apology

4 3 58 6

CAPS substance abuse evaluation

1 3 0 0

Community services

26 46 41 28

Counseling

8 4 9 7

Essay

23 40 9 40

Expulsion

1 2 0 0

File sharing educational module

92 40 11 27

File sharing fine

0 0 0 0

Meet with appropriate person related to charge

7 1 2 1

No contact

7 2 4 12

Notation on transcript

0 0 5 0

Other (specialized)

9 18 51 7

Probation

14 20 4 7

Reprimand

24 24 61 27

Restitution

5 4 0 0

Suspension

7 5 3 1

Suspension not imposed

1 7 1 2

Warning

11 18 12 27

Withdraw permanently from the university

1 0 0 1

Withhold/Delay Degree

3 2 4 1

****Number of Sanctions does not equal the number of respondents because some cases result in more than one type of sanction.

Mode of Resolution of Cases

Academic Year

2015-2016

Academic Year

2016-2017

Academic Year

2017-2018

Academic Year

2018-2019

Signed Agreement

267 279 254 228

Resolved by Hearing

7 5 6 3

No formal disciplinary action/no policy violation or informal resolution

28 66 20 57

Restorative Practices (Total Case-Resolution and Non-Case Resolution)

12 8 8 77

Required Educational Module (Electronic File-sharing ONLY)

91 40 11 27

Unresolved*****

15 21 10 14

*****Unresolved can mean that a student is no longer a member of the Penn community, that the investigation is on-going, or that a determination has been made, but no agreement has been reached.

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